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Please note, this page is not meant to be an exhaustive list of all SBIR/STTR requirements, but rather a guide for common concerns regarding an SBIR/STTR application.  A key word search is available on the upper right hand side of the screen and we recommend that applicants use that for more detailed and specific instructions.  A key word search will display all of the pages on which the word appears and will provide snippets of the context so that users may easily locate the page and specific information related to the key word.   

DOE SBIR/STTR Program Quick Reference Guide 

Document Information – Page Limits, Word Counts, Placement 

Document 

Important Information 

Abstract/Project Abstract 

Not to exceed 1 page, uploaded at field 7 of R&R Other Project Information webform 

Bibliography 

Included in Project Narrative, counts toward project narrative page limit 

Biographical Sketches 

Not to exceed 2 pages, uploaded at Senior / Key Person webform 

Commercialization Plan 

Not to exceed 4 pages, uploaded at question 8 of the SBIR/STTR Information webform 

Company Commercialization Report 

Obtained from SBA Registry on SBIR.gov 

Current & Pending Support  

Required for the PI and any key/senior person at application organization and senior/key person from any proposed subawards.  Upload at Senior / Key person webform. 

Letter of Intent 

Not to exceed 2 pages, 500 word limit, uploaded to PAMS 

PIER Plan 

Not to exceed 4 pages, attach as appendix to Project Narrative, does NOT count toward narrative pages  

Project Narrative 

Not to exceed 15 pages, 7500 word limit, uploaded at field 8 of R&R Other Project Information webform 

References 

Included in Project Narrative, counts toward project narrative page limit 

Registration info 

SAM.gov 

SAM Registration & Guide 

PAMS 

PAMS Registration & Guidance  

Grants.gov 

Grants.gov Registration & Guidance 

SBIR.Gov SBA Registry 

SBA Registration on SBIR.gov  

SBIR/STTR general info 

Principal Investigator (PI) 

Only one PI is allowed 

Level of Effort 

SBIR:  Small business minimum 67% 

STTR:  Small business minimum 40%, RI minimum 30% 

Budget Info 

IDC 

If the total proposed does not does not exceed 50% of total salaries and wages, no documentation is required. 

Subaward budgets 

Required for RI on STTR applications;  Required for any subcontracts on SBIR and/or STTR applications 

TABA 

If using a TABA vendor that is NOT the DOE preferred vendor, the request must be included in the budget form in Section F of the Budget form.  Maximum amount in any case is $6,500. 

DOE Resources 

DOE SBIR/STTR Funding Schedule 

Funding Opportunities 

DOE Phase 0 Tutorials 

Phase 0 tutorials and podcasts 

DOE Application Checklist 

DOE Application Checklist and Document Instructions 

 



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