To help applicants keep track of the numerous forms and documents that are required for an SBIR/STTR application, DOE has created a Phase I Application Checklist. It is recommended that applicants download the checklist and use it as a guide to ensure that all required application materials are included in the package. Please note that the documents listed are not in the same sequence as applicants will encounter in the Grants.gov application workspace.
Phase I Application ChecklistRequirements List
Name of Document | Format | Attach to |
N/A | ||
N/A | ||
Field A. 9 | ||
Field C. 11 | ||
Field K | ||
N/A | ||
Appropriate Block | ||
Appropriate Block | ||
N/A | ||
Field 7 | ||
New – Promoting Inclusive and Equitable Research (PIER) Plan | Field 8 PIER Plan is included as an appendix to PN | |
Include in Project Narrative | ||
Include in Project Narrative | ||
Include in Project Narrative | ||
Field 12 | ||
Field 12 | ||
Field 12 | ||
Other—Letter of Commitment for consultant, sub-award, or research institution, if applicable | Field 12 | |
Field 12 | ||
Field 12 | ||
Other – Company Commercialization Report from SBIR.gov for STTR-Only applications, if applicable | Field 12 | |
Field 12 | ||
Authorization for DOE/NNSA FFRDC, if applicable and if available | Field 12 | |
N/A | ||
Appropriate Block | ||
N/A | ||
N/A | ||
N/A | ||
Field 8 | ||
Company Commercialization Report from SBIR.gov for SBIR or Both SBIR/STTR applications, if applicable | Field 9 |
Note: N/A is for a Grants.gov supported form
Phase 0 Resources:
Websites & Tutorials:
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